Steven J. Susoeff and Steve Susoeff, LLC (dba Meritage Financial Group) (Release No. LR-25629; Feb. 2, 2023)
DTCC Issues First-Ever Analysis on how Climate-Related Financial Risk may Impact Financial Market Infrastructures
Location, health, and other sensitive information: FTC committed to fully enforcing the law against illegal use and sharing of highly sensitive data
FTC Marks One-Year Anniversary of Government-Wide initiative to Promote Competition in the American Economy
Three California Companies Settle False Claims Act Allegations Relating to Improper Paycheck Protection Program Loans
Justice Department Announces Publication of Second Volume of National Firearms Commerce and Trafficking Assessment
US Department of Labor cites Florida company for 12 serious violations after 26-year-old diver drowns in pond on Ponte Vedra Beach golf course
US Department of Labor announces first group of Apprenticeship Ambassadors to promote, expand, diversify apprenticeship
US Department of Labor, CDC, US Surgeon General seek public input in national online dialogue on long COVID’s workplace challenges
Wes Christian on Naked Short Selling “You took your car title and Xeroxed it a 100 times and sold it to a 100 people and each of them paid you cash, but you have only 1 car”
Interactive Brokers Chairman Thomas Peterffy, Explains Why The Brokerage Firm Restricted Trading For GameStop ($GME)
Mark Minervini Promotes Upstart Holdings In An Interview, But When Asked About What The Company Does, Minervini Drew A Blank
SEC·February 2, 2023Steven J. Susoeff and Steve Susoeff, LLC (dba Meritage Financial Group) (Release No. LR-25629; Feb. 2, 2023)Litigation Release No. 25629 / February 2, 2023 Securities and Exchange Commission v. Steven J. Susoeff and Steve Susoeff, LLC... Read More
SEC·February 1, 2023AMERITRUST CORPORATION%PDF-1.5 % 1 0 obj <>>> endobj 2 0 obj <> endobj 3 0 obj <>/ExtGState<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI] >>/MediaBox[ 0 0 612... Read More
SEC·January 31, 2023Citigroup and Morgan Stanley%PDF-1.5 % 1 0 obj <>>> endobj 2 0 obj <> endobj 3 0 obj <>/ExtGState<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI] >>/MediaBox[ 0 0 599.04... Read More
SEC·January 30, 2023SEC Proposes Updates to Ethics Rules Governing Securities Trading by PersonnelWashington D.C., Jan. 30, 2023 — The Securities and Exchange Commission today proposed amendments to its ethics rules to strengthen... Read More
SEC·February 2, 2023John Brian McLane, Jr. and Paul Anthony Nash (Release No. LR-25628; Feb. 1, 2023)Litigation Release No. 25628 / February 1, 2023 Securities and Exchange Commission v. John Brian McLane, Jr. and Paul Anthony... Read More
SEC·January 31, 2023Small Business Advisory Committee to Host Meeting to Discuss Alternatives to Traditional Private Company Financing, Private Fund Reforms, and Public Company Investment ResearchWashington D.C., Jan. 31, 2023 — The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee today released the... Read More
SEC·January 31, 2023Baxter International%PDF-1.5 % 1 0 obj <>>> endobj 2 0 obj <> endobj 3 0 obj <>/ExtGState<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI] >>/MediaBox[ 0 0 612... Read More
SEC·January 30, 2023Supplemental Standards of Ethical Conduct for Members and Employees of the Securities and Exchange Commission%PDF-1.6 % 332 0 obj <> endobj 348 0 obj <>/Filter/FlateDecode/ID[]/Index[332 23]/Info 331 0 R/Length 78/Prev 242796/Root 333 0 R/Size 355/Type/XRef/W[1 2 1]>>stream ... Read More
SEC·February 1, 2023Seong Yeol Lee and Ameritrust Corporation, et al. (Release No. LR-25627; Feb. 1, 2023)The Securities and Exchange Commission announced today that it charged Stamford, Connecticut-based Seong Yeol Lee and Ameritrust Corporation, a public... Read More
SEC·January 31, 2023Poloniex, LLC%PDF-1.5 % 1 0 obj <>>> endobj 2 0 obj <> endobj 3 0 obj <>/ExtGState<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI] >>/MediaBox[ 0 0 612... Read More
SEC·January 30, 2023Big “Issues” in the Small Business Safe Harbor: Remarks at the 50th Annual Securities Regulation InstituteWashington D.C. Jan. 30, 2023 Thank you Thomas [Kim] for that lovely introduction and I’m very pleased to be here... Read More
SEC·January 30, 2023Randy Herschaft%PDF-1.5 % 1 0 obj <>>> endobj 2 0 obj <> endobj 3 0 obj <>/ExtGState<>/ProcSet[/PDF/Text/ImageB/ImageC/ImageI] >>/MediaBox[ 0 0 612... Read More