For years, @SECGov has cautioned investors about novel and risky complex products, including when embedded within certain exchange-traded products. I encourage investors to learn the risks of levered and/or inverse ETFs. For more, read this from our head of @SEC_Investor_Ed.
Last week, we voted unanimously to finalize rule amendments to:
✅require the electronic filing of certain docs that previously were submitted on paper by investment advisers, institutional investment managers, & others
✅update the substance of quarterly reports on Form 13F
That left for dead retailer just launched something new 😳
Looking for a breakdown on trade execution?
When you place an order to buy or sell stock, you might not think about where or how your broker will execute the trade. But this can affect the overall cost of the transaction, including the price you pay for the stock.